公共行政研究的未来:编辑的视角

文摘   2024-08-12 08:00   美国  

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今天为大家带来的是Bruce D. McDonald III、Jeremy L. Hall、Janine O'Flynn 和 Sandra van Thiel的研究:《公共行政研究的未来:编辑的视角》。

摘要

       
近年来,公共行政领域的研究发生了显著变化和进步。这些进步涉及我们如何开展研究——例如我们采用的方法、理论的跨学科性质以及我们提出的研究问题。我们越来越多地见证了公共部门价值观的转变,即从注重效率和效能转向强调公平的范式。在本文中,我们从作为该领域内一些领先期刊主编的角度反思这些变化。除了描述这一学科的进展,我们还探讨了新研究的出现窗口。其中一个研究方向是如何整合跨学科视角和方法。我们还看到在社会公平、比较行政、人工智能和气候变化等领域的研究需求。最后,我们主张更加积极地向参与公共组织日常决策过程的相关人员传播研究成果。

Research in the field of public administration has changed and advanced significantly in recent years. These advancements concern both how we engage in research—such as the methods we apply, the interdisciplinary nature of the theories we use, and the research questions we ask. Increasingly, we are witnessing a shift in public-sector values away from efficiency and effectiveness and toward a paradigm that highlights equity. In this article, we reflect on these changes from our position as editors-in-chief of some of the leading journals in the field. In addition to describing the progress of this discipline, we explore emerging windows of opportunity for new research. One such window is research on ways to incorporate interdisciplinary perspectives and methods. We also see the need for work in such areas as social equity, comparative administration, artificial intelligence, and climate change. Finally, we argue for a more proactive approach in disseminating research to those involved in the day-to-day decision-making processes of public organizations.


引言

INTRODUCTION

       

公共行政的角色自古以来便已存在,例如古埃及的税收管理和中国在公元前二世纪的公共管理实践。但现代公共行政研究始于20世纪初,例如1922年英国皇家公共行政研究所的成立和《公共行政》期刊的创刊,以及美国芝加哥的赫尔豪斯和纽约市政研究局的建立。尽管起源多样,公共行政的定义却深受英美传统的影响。现代公共行政研究历经身份危机和多次重要辩论,例如Simon和Waldo关于该领域是艺术还是科学的争论,以及Minnowbrook会议的新公共行政形式。


我们选择在此时讨论公共行政的未来,主要因为《公共行政》期刊迎来了百年纪念,同时全球在过去两年内经历了巨大变化。我们必须适应这些变化,重新定义我们的学科身份和社会贡献。作为领域内领先期刊的主编,我们每天与全球最前沿的研究接触,能够看到该领域的起源、预测其未来走向,并帮助其走向富有成果的道路。在这个快速变化的世界中,公共行政研究取得了显著进展,尤其是在研究方法、跨学科理论和研究问题上。我们还看到了在社会公平、比较行政、人工智能和气候变化等领域的新研究机会,希望鼓励和支持这些研究。


The role of public administration has existed since ancient times, such as tax management in ancient Egypt and public management practices in China in the 2nd century BC. However, modern research in public administration began in the early 20th century, with milestones such as the establishment of the Royal Institute of Public Administration in 1922 and its journal, Public Administration in the United Kingdom and the creation of Hull House in Chicago and the New York Bureau of Municipal Research in the United States. Despite diverse origins, the definition of public administration has been heavily influenced by Anglo-American traditions. Modern research in public administration has weathered identity crises and pivotal debates, such as the arguments between Simon and Waldo about whether the field is an art or a science, and the emergence of new forms of public administration at the Minnowbrook conferences.


We have chosen to discuss the future of public administration at this time primarily because the journal Public Administration is celebrating its centenary, and the world has undergone significant changes over the past two years. We must adapt to these changes, redefine our disciplinary identity, and enhance our societal contributions. As editors-in-chief of leading journals in the field, we are in daily contact with cutting-edge research worldwide, witnessing the origins of the field, predicting its future directions, and guiding it towards fruitful paths. In this rapidly changing world, significant progress has been made in public administration research, particularly in research methods, interdisciplinary theories, and research questions. We also see new research opportunities in areas such as social equity, comparative administration, artificial intelligence, and climate change, and we hope to encourage and support such research.

       


公共行政的现有进展 

ADVANCEMENTS IN PUBLIC ADMINISTRATION

       

  • 方法论基础的严谨性提升
公共行政在方法论基础上取得了显著进展。历史上,公共行政依赖于其他学科的工具,这限制了该领域的发展,并减弱了研究对公共行政实践的影响。自从Gill和Meier发出呼吁以来,公共行政方法论的严谨性得到了显著提升。我们的定量研究从简单的描述性统计和普通最小二乘回归(OLS)转向了更复杂的方法,如事件历史分析、合成控制模型和网络分析。这些方法的发展为我们带来了新的研究视角,并提升了对概念和思想的测量能力。同时,公共行政领域也显示出方法论多元化的趋势,通过结合定性和定量数据,学者们能够更有效地验证研究结果。实验研究和行为研究在公共行政领域也显著增加,推动了实验方法在研究中的普及,例如《行为公共行政期刊》的创立和相关文献的出版。


  • 领域的开放性和包容性提升
公共行政也在向更包容和跨学科的方向发展。公共行政学者在努力采用更包容的研究方法,例如与公共服务用户和社区共同制作研究,并推动残障人士作为研究人员而不仅仅是研究对象。尽管跨学科性质曾引发身份危机,但近年来,我们逐渐接受并拥抱跨学科的未来。这种开放性体现在将跨学科视角纳入我们的理论和方法中,欢迎来自其他学科的同事、合著者和文献贡献者,并在教学中推广这种跨学科视角。公共行政领域的开放性和包容性扩展了我们的研究视野,加强了我们解决复杂社会问题的能力。


  • 对现实挑战的回应性提升
公共行政领域展示出对多重现实挑战更加敏锐和回应迅速的能力。这一趋势包括比较研究的显著增加,强调了跨地区、跨群体经验交流的重要性。公共行政研究对非传统治理模式的关注日益增加,突显了灵活应对复杂社会挑战的必要性。技术进步和社交媒体的普及改变了政府与公众互动的方式,加剧了政治话题的极化和舆论挑战。同时,循证研究在政策制定中的作用日益凸显,但也面临政策制定者有选择性地运用证据的挑战,进一步影响了政府间的冲突与舆论竞争。


  • Enhanced Methodological Rigor

Public administration has made significant strides in methodological rigor. Historically reliant on tools from other disciplines, this limited its development and impact on public administration practices. Since Gill and Meier's call to action, there has been a marked improvement in methodological rigor. Quantitative research has evolved from simple descriptive statistics and ordinary least squares (OLS) regression to more complex methods such as event history analysis, synthetic control models, and network analysis. These advancements bring new research perspectives and enhance the measurement of concepts and ideas. Additionally, there is a trend towards methodological pluralism in public administration, combining qualitative and quantitative data to better validate research findings. Experimental and behavioral research have also notably increased, promoting the widespread adoption of experimental methods in research, as exemplified by the establishment of the Journal of Behavioral Public Administration and related publications.


  • Increased Openness and Inclusivity in the Field 

Public administration is also moving towards greater inclusivity and interdisciplinary approaches. Scholars are embracing more inclusive research methods, such as co-producing research with public service users and communities, and advocating for people with disabilities to be researchers rather than just research subjects. Despite past identity crises over interdisciplinary nature, there is growing acceptance and embrace of an interdisciplinary future. This openness is reflected in the integration of interdisciplinary perspectives into theories and methods, the welcoming of colleagues, co-authors, and contributors from other disciplines, and the promotion of interdisciplinary perspectives in teaching. The field's openness and inclusivity expand our research horizons and strengthen our ability to address complex social issues.


  • Enhanced Responsiveness to Real-World Challenges

Public administration demonstrates a heightened ability to respond swiftly and sensitively to multiple real-world challenges. This includes a significant increase in comparative research, emphasizing the importance of cross-regional and cross-group experiential exchanges. Attention to non-traditional governance models highlights the necessity for flexible responses to complex societal challenges. Technological advances and the ubiquity of social media are changing how governments interact with the public, intensifying political polarization and challenges in public opinion. Moreover, the role of evidence-based research in policy-making is increasingly apparent, but it faces challenges due to selective use by policymakers, which further influences intergovernmental conflicts and public opinion competition.
       

是的

公共行政的未来研究方向 

DIRECTIONS FOR FUTURE STUDY

       

在展望未来研究方向时,我们必须承认公共行政领域仍需变得更加包容,以更好地反映公共行政多样性的本质。我们还需要正视过去,包括公共行政在创造和持续社会不公与压迫中所扮演的角色。因此,未来的研究方向将包括以下几个方面:


  • 提升多样性与包容性

公共行政需要更广泛地包容各种公共管理形式的多样性,并积极应对不同传统和历史对公共行政的影响,远超过传统的英美范式,扩展到更多的价值观和世界观。一些学者主张通过拒绝西方霸权,以本地知识和价值观为中心,抵制任何普世公共服务视角或伦理的基本变革,来进行更根本的变革。


  • 应对全球挑战

公共行政领域面临着日益复杂的全球挑战,从气候变化到强制迁移,从新社会运动的崛起到不断加剧的不平等,从地缘政治力量基础的变动到兴起的民粹主义。公共行政研究将在这些领域展开新的研究,并深化我们对公共行政关键问题的理解。


  • 回应社会问题

公共行政领域应该更加关注具体问题和跨学科的方法,或是从关注“大问题”转向“大挑战”,这样我们就能更好地回应复杂的社会问题。这种重新定位将促使我们采用更为问题导向的研究方法,充分利用公共行政的跨学科特性,帮助我们更有力地整合专业知识,激励更大规模的全球合作。另一种回应社会问题的方式是寻找成功故事,并探索公共行政的“光明面”,鼓励关注成功案例并探索事物如何以及为何在实践中运作的问题,以拓宽我们对危机、空洞化和失败之外的理解。


  • 探索技术与伦理的交汇

公共行政领域技术的快速发展引发了对新工具如何改善公共服务和行政流程的兴趣。预计未来会有大量研究探讨这些技术在解决社会问题和为公民服务中的实际、政治和伦理方面的应用。尽管一些公共部门已积极采纳新技术,但其他部门仍面临挑战。例如,一些政府利用社交媒体增强公众参与,使用数据分析改进决策,但技术应用的普及率不均。未来研究的重点包括如何在招聘和资源需求预测等决策中整合人工智能和数据分析,同时需要深入探讨技术使用可能带来的伦理和控制问题。


  • 重返人文与同理心关怀

公共行政研究将继续探索领导力、激励和人才管理等重要主题,但也将扩展到价值观和政府角色等更广泛的议题。新兴的谦卑主题将成为未来研究的一个重点,反映在批判我们对衡量、激励和目标的过度依赖,以及理性、秩序和知识追求中的自信错觉。谦卑政府的概念可能促进对于承认我们并不知道所有答案时所产生的紧张和机会的深入分析。这种哲学转变将与公共行政研究的多元领域如合作生产、实验设计及不同知识体系的承认和权力向市民和社区的转移联系起来。同理心的回归将塑造未来研究的方向,强调人际关系如何重新聚焦于服务民众的政府工作。我们鼓励跨学科的探索,并引入国际和比较视角,以充分捕捉公共行政超越单一的人口统计学视角的人文前沿。


Looking ahead to future research directions, it is imperative to acknowledge that the field of public administration must become more inclusive, reflecting the diversity inherent in public administration itself. We also need to confront the past, including the role of public administration in creating and perpetuating social injustices and oppressions. Therefore, future research directions will include the following aspects:


  • Promoting Diversity and Inclusivity

Public administration needs to inclusively embrace diverse forms of public management and actively address the influence of different traditions and histories on public administration, well beyond the traditional Anglo-American paradigms, expanding to encompass a wider range of values and worldviews. Some scholars advocate for a fundamental transformation by centering local knowledge and values, rejecting any universal perspective or ethical imperialism in public service.


  • Addressing Global Challenges

The field of public administration faces increasingly complex global challenges, from climate change to forced migration, from the rise of new social movements to escalating inequalities, and from geopolitical shifts to the rise of populism. Public administration research will embark on new studies in these areas, deepening our understanding of critical issues in public administration.


  • Integration of Social Equity

Public administration research should integrate a social equity perspective across its subfields. For instance, in public budgeting research, exploring how to integrate social equity, studying the relationship between fiscal health and equity gaps. Public procurement research should promote the involvement of minority and diverse groups in government funding. Performance management needs to reveal how project impacts vary across different demographic groups. Public management research should experimentally understand how citizen participation methods that produce the most equitable results and their support methods. All these concerns are shared in social equity research: how to measure the level of fairness, and improving measurements of fairness within the community is particularly important to advance this field of study.


  • Responding to Social Issues

The field of public administration should focus more on issues and interdisciplinary approaches, shifting from addressing "big questions" to "big challenges," which will enable us to better respond to complex social issues. This reorientation will encourage us to adopt more problem-oriented research methods, fully leveraging the interdisciplinary nature of public administration, enabling more effective integration of expertise, and inspiring broader global collaboration. Another way to respond to social issues is to seek out success stories and explore the "bright side" of public administration, encouraging focus on successful cases and exploring how and why things work in practice, broadening our understanding beyond crises, hollowing out, and failures.


  • Intersection of Technology and Ethics

The rapid development of technology in the field of public administration has sparked interest in how new tools can improve public services and administrative processes. Future research is expected to explore extensively these technologies' practical, political, and ethical applications in addressing societal issues and serving citizens. While some government agencies have actively adopted new technologies, others still face challenges. For example, some governments use social media to enhance public engagement and utilize data analysis to improve decision-making, but the adoption rates of technology vary. Future research focuses on integrating artificial intelligence and data analytics into decision-making processes such as recruitment and resource demand forecasting. At the same time, there is a need for in-depth exploration of the ethical and control issues that technology use may bring.


  • Return of Humanities and Empathy

Public administration research will continue to explore critical themes such as leadership, motivation, and talent management but will also expand into broader topics such as values and the role of government. Emerging themes of humility will become a focus of future research, reflecting on our excessive reliance on measurement, motivation, and goal-setting, as well as the self-deception in rationality, order, and knowledge pursuit. The concept of humble government may promote a deeper analysis of the tensions and opportunities that arise from acknowledging that we do not have all the answers. This philosophical shift will connect with the diverse fields of public administration research, such as cooperative production, experimental design, and the recognition and transfer of power to citizens and communities. The return of empathy will shape the direction of future research, emphasizing how interpersonal relationships can refocus government work on serving the public. We encourage interdisciplinary exploration and advocate for the inclusion of international and comparative perspectives to fully capture the humanistic frontiers of public administration beyond a single demographic lens.

       


公共行政中研究与实践的联系

CONNECTING WITH PRACTICE


在审视公共行政研究的现状和未来时,我们不容忽视一个重要问题:公共行政领域的学术根基始终关注行政实践。作为一个学科领域,我们面临的挑战是如何在保持研究科学严谨性的同时,以足够通俗易懂的方式向从业者社区传达研究成果。这一问题涉及两个重要方面:选择对公共行政从业者有用和感兴趣的研究主题,以及确保研究成果易于获取和应用。这两个方面对该领域的成长和发展至关重要。我们能否保持对政府和非营利组织管理的影响力,关键取决于我们是否能够与公共行政实践保持紧密联系。


  • 选择对公共行政从业者有用和感兴趣的研究主题

朝向这个方向的第一步是重新审视我们研究的主题选择。作为研究人员,我们致力于推进理论和实证理解,但我们选择的研究重点也应该能够满足从业者的实际需求。改进对实践具有实际应用意义的研究焦点的责任,不仅仅在于研究人员,还在于期刊及其编辑们。以从业者为目标的文章可能会被更广泛阅读,但它们的被引用可能性较低。相反,高度科学的论文可能会增加作者的引用次数,但同时也可能具有更大潜力对我们周围社区产生有意义的贡献。我们不是建议放弃发表高度科学的文章,而是应增加发表对实践具有显著意义的材料的关注。


  • 确保研究成果易于获取和应用

公众参与面临的最大障碍之一可能是获取成本的问题。公共行政领域的大多数期刊文章仅限于购买或通过期刊订阅获取。考虑到公共组织可获得的资源有限,获取可能或可能不包含所需信息的文章成本过高。近年来,我们看到一批新兴的开放获取期刊进入该领域,这令人振奋,但开放获取期刊的时间和成本都不容忽视。我们认为,建立一个在公共行政领域内可持续的开放获取研究模式,应效仿物理科学领域的做法:开放获取出版的成本可以纳入用于支持工作的拨款中。此外,大学、协会和出版商之间的出版协议可以更积极地追求,以便文章可以在开放获取的平台上发布,而作者无需承担成本。


  • 开发学术研究的二级市场

期刊使命的差异反映了我们在研究中的选择:是关注公共行政的实践,还是注重纯科学?解决这一问题的可能方案是开发学术研究的二级市场。比如可以通过《政府财政评论》和《公共管理》等出版物发布科学研究的从业者友好版本,而《The Conversation》等媒体平台则有助于以更易理解的方式传播研究成果。虽然这些机会有些人已经接受,但实现频率有限。我们建议通过创建专门博客平台,将期刊文章转化为对从业者友好版本,有助于期刊继续专注于严谨的科学研究,同时更紧密地与公共行政实践联系。


When examining the current state and future of public administration research, we cannot ignore an important issue: the academic roots of public administration have always been focused on administrative practice. As a disciplinary field, we face the challenge of how to maintain rigorous scientific research while effectively communicating research findings in a manner that is accessible to practitioners. This issue involves two critical aspects: selecting research topics that are useful and of interest to public administration professionals, and ensuring that our research outcomes are easily accessible and applicable.


  • Selecting Research Topics Useful and of Interest to Practitioners

The first step in this direction is to reconsider our choice of research topics. As researchers, we strive to advance theoretical and empirical understanding, but the focus of our research should also meet the practical needs of practitioners. The responsibility to improve research focus that has practical application significance is not only on researchers but also on journals and their editors. Articles aimed at practitioners may have broader readership but lower citation potential. Conversely, highly scientific papers may increase citations for authors, but they also have greater potential to contribute meaningfully to our surrounding communities. We are not advocating for abandoning the publication of highly scientific papers, but rather increasing the focus on publishing materials that have significant practical relevance.


  • Ensuring Research Outcomes are Accessible and Applicable

One of the biggest barriers to public engagement may be the cost of accessing research. Most journal articles in public administration are restricted to purchase or through journal subscriptions. Given the limited resources available to public organizations, the cost of accessing articles that may or may not contain the required information is prohibitively high. In recent years, we have seen a surge of emerging open-access journals entering the field, which is encouraging, but the time and cost associated with open-access journals cannot be ignored. We believe that establishing a sustainable open-access research model in the field of public administration should follow the practices of the physical sciences: the cost of open-access publication can be included in funding to support work. Additionally, publishing agreements between universities, associations, and publishers can more actively pursue so that articles can be published on open-access platforms without cost to the authors.


  • Developing a Secondary Market for Research

Differences in journal missions reflect our choices in research: focus on the practice of public administration or emphasis on pure science? One possible solution to address this issue is to develop a secondary market for research. For example, publications like Government Finance Review and Public Management could publish practitioner-friendly versions of scientific research, while platforms like The Conversation could help disseminate research findings in a more understandable manner. While some have already embraced these opportunities, they are realized with limited frequency. We suggest creating dedicated blog platforms to transform journal articles into practitioner-friendly versions to help journals continue to focus on rigorous scientific research while maintaining closer ties to public administration practice.



结语

CONCLUSION


公共行政领域近几十年来取得了显著进展,尤其体现在我们所探索问题的类型及其解答方式上,使得我们逐步接受了公共行政作为一门科学的概念。作为编辑,我们兴奋地见证了该领域的发展,并促进了研究交流。学者们的工作方式发生了变化,从孤立的办公室走向跨学科合作和国际比较研究。新兴的研究方法也帮助我们更好地应对复杂的挑战。未来,我们需要集中力量研究气候变化、社会公平、技术与数据科学、移民、政府能力以及乡村和非大都市行政等重要议题,并探讨这些领域之间的交叉影响。我们期待激励更多学者积极投身到这些研究机会中。


In recent decades, the field of public administration has made significant progress, particularly evident in the types of questions we explore and how we answer them, gradually embracing the notion of public administration as a science. As editors, we have been excited witnesses to the development of this field and have facilitated research exchanges. The way scholars work has evolved from isolated offices to interdisciplinary collaboration and international comparative research. Emerging research methods have also better equipped us to address complex challenges. Looking ahead, we need to focus on researching critical issues such as climate change, social equity, technology and data science, migration, government capacity, and rural and nonmetropolitan administration. Exploring the intersections of these areas will be crucial. We look forward to inspiring more scholars to actively engage in these research opportunities.

       



文章来源:
McDonald, B. D., Hall, J. L., O'Flynn, J., & van Thiel, S. (2022). The future of public administration research: An editor's perspective. Public Administration, 100(1), 59–71.

原文链接: 
https://doi.org/10.1111/padm.12829或点击文末“阅读原文”查看)


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翻译|何林晟

编辑|何林晟

审核|Sarah E. Larson

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《公共行政》创刊于1922年。作为一本在全球范围内发行的重要同行评议期刊,《公共行政》出版的手稿涉及公共行政、公共政策和公共管理的各个方面,重点关注有益于公共服务组织的效率和效能的研究。
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