会流利的广东话，普通话和英文- 可以熟练地使用粤语工作，方便与境外监管机构沟通。 具有灵活变通的头脑和工作态度，是一个a solution seeker and provider. 具有开放的心态和对新事物的好奇心，善于学习，愿意与时俱进。
Our client is a high-growth dynamic FinTech startup, headquartered in Hong Kong S.A.R., with offices in Macau S.A.R. and other cities in China. With an innovative business model combined with advanved technology, the company has achieved many milestones of growth in the past 3 years and won wide recognition from both social and financial communities. To support the business growth, they are looking to add a Senior Compliance Officer to sit in headquarter.
Compliance Officer (Title will be granted accroding to the successful candidate's background and experience)
Report to General Counsel of the Group and assist GC to look after group compliance matters
Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations
Develop company policies, create metrics to help track compliance and perform compliance audits
Keep abreast of law development and ensure that the company conducts business according to new regulations that arise
The right candidate is required to hold a bachelor's degree in Law, Business Administration, or Finance, and may also be required to have a certificate in compliance, internal control, audit or ethics
The right candidate should have possessed at least 5-10 years of experience in the compliance industry working with licensed entities, financial institutions, HK SFC, HKEx or HKMA, or equivalent regulatory authorities of other recognized jurisdictions.
The right candidate is expected to be a fast learner, and masters a great attention to detail, analytical thinking skills, and ability to interpret complex policies and regulatory papers in plain language. The candidate must also possess excellent communication and collaboration skills and be native or fluent in English, Cantonese and Mandarin
Job Highlights
At least 5-10 years’ relevant experience in the compliance industry working with licensed financial institutions, HK SFC, HKEx or HKMA, or equivalent regulatory authorities of other recognized jurisdictions.
Proficiency in English and Chinese (both Cantonese and Mandarin)
For interested parties, please contact elizabeth.chen@novareasia.com
